03.02.23, Media Coverage The European General Data Protection Regulation (GDPR) is a legal framework for the collection and processing of personal data which came into effect in May 2018. The Notice would ban all existing and future non-compete agreements with workers, with a narrow exception in connection with the sale of a business by any individual holding at least a 25% interest in such business. Three-time Lawyer Of The Year* Steve Yerrid reflects on how South Florida was the setting for some of his most memorable trials. We are frequently retained to advise on, draft and advocate for new agency guidelines and legislation pending before congress. Awards & Rankings Our dedicated team of financial services experts bring an unrivalled amount of experience in advising leading financial institutions on the most complex and innovative legal issues. Pillsburys highly talented Political Law lawyers deftly guide clients through the maze of laws and regulations applicable to federal, state and local political activities. Our expertise is also sought when clients require industry leading expertise on regulatory matters to ensure that they achieve the optimal outcome. A financial services lawyer will assist you in understanding this complex area of law. Inquire today about how to unlock this profile and make it visible to the public. Legal 500 Asia Pacific, Financial Accountability Regime delayed as the Government reconsiders civil penalties for individuals. Mr. Blossman handles a variety of matters in banking and finance, including commercial financings, trouble debt restructurings, workouts, preparation of standard banking forms, general banking and lending advices and regulatory work. For over 40 years, he has advised banks, retailers, insurers, technology and other companies throughout the United States on the full range of financial services and payment system issues. Copyright 2023 U.S. News & World Report L.P. Financial services regulation law refers to the laws and regulations governing the creation, operation, and insolvency of financial institutions. We ensure compliance with existing rules while anticipating new developments prompted by international turmoil, technological advances or changing worldviews. member of Haynsworth Sinkler Boyd's corporate securities and financial The severe penalties for compliance failures or poor conduct, has a significant impact on regulated firms' strategy, operations and its customers' experience a state which shows no sign of changing in the foreseeable future. Sam advises clients include banks, asset management firms, broker dealers, payment institutions and corporate finance houses on a broad range of regulatory and compliance matters within the Our team is well-versed in the myriad legal and regulatory aspects of providing financial services solutions in a global As regulators collaborate to develop international and local standards, exchange information and co-operate on investigations, you need to be sure your financial regulatory lawyers can meet the challenge. MoFo understands how to help our clients navigate this With decades of experience, our Nonprofits Organizations practice has well over 200 national nonprofit organizations clients, including trade, professional, educational, social welfare, veteran and philanthropic organizations. The law firm acts for a prestigious client base of domestic and international banks, investment firms, insurance companies and fintech entities. Where required we also have an integrated data analytics capability, one of the largest of its type in Australia. He practices in the areas of corporate and partnership acquisitions and reorganizations, debt restructurings, corporate banking transactions, corporate governance matters, tax law, and planning for closely-held businesses, including succession planning for generational transfers of wealth. WebChris is an internationally qualified financial services lawyer with particular expertise in regulation, litigation/disputes, investigations and white-collar crime. The team also includes those who focus on contentious regulatory matters, with extensive experience advising clients on investigations and enforcement actions involving a wide range of regulators and agencies. WebOur financial services business has its own multi-jurisdictional dedicated legal practice focused on supporting financial services clients with both sector specific legal needs and Our lawyers possess industry-specific knowledge and extensive experience in all relevant areas of law, advising on property use and environmental requirements and restrictions as well as assisting with permits, approvals, risk management and dispute resolution. This work spans governmental investigations, compliance program development and implementation, regulatory hearings, government contract and spending initiatives and public policy advocacy. Be Paul has a strong understanding of operational and finan Christopher P. (Chris) Couch advises banks and other financial institutions on regulatory and operational matters as well as on compliance with banking and lending laws, rules, and regulations. Mr. Fields advises banks in mergers and acquisitions and capital market activities, as well as private equity firms and other investors in the financial institutions sector. You can withdraw your consent by clicking manage cookies and following the instructions shown. They are designed to promote a variety of purposes, including the safety and soundness of financial institutions, investor and consumer protection and financial stability. A member of the Firms Executive Committee, Brian is a highly experienced business lawyer with a deep knowledge of banking, corporate, and tax laws. He currently serves as a member of the American Bar Association Banking Law Committee. He also advises financial institutions The Occupational Safety and Health Administration (OSHA) can now issue separate citations for each instance of an alleged high-gravity serious violation. Can a new Department of Justice enforcement approach make clawback policies covering criminal activities a best practice? Firm founder and lead trial lawyer James P. Frantz discusses how landmark victories in litigation and trial protect consumers. Experienced in a wide variety of public and private securities work, she represents issuers, underwriters, and other parties in numerous facets of this area of law, including public and private offerings of securities, registration and continuous disclosure matters, proxy solicitations, tender offers, business combinations, restricted securities and transactions by corporate insiders. Her practice focuses on the areas of Consumer Financial Services and Small Business Financing. See overviews for the practice areas included in our Best Law Firms research. On the compliance and enforcement side, Jason assists numerous clients as they bring their operations into compliance with various obligations imposed on them by the Consumer Financial Protection Bureau (CFPB), including the Mortgage Servicing Final Rules in Regulations X and Z and the TILA-RESPA Integrated Disclosure Rule. It also comprises lawyers who served at the U.S. Environmental Protection Agency, Department of Energy, Department of the Interior, Federal Energy Regulatory Commission and various other agencies. Pillsbury lawyers deliver strategic and pragmatic counsel in connection with client advocacy efforts before both state and local governments and regulatory agencies. Alert View details. She represents George R. Fair was admitted to the Mississippi Bar in 1973. 12.19.22. Financial services regulation law refers to the laws and regulations governing the creation, operation, and insolvency of financial institutions. The team includes many former senior officials and staffers within the U.S. government, as well as numerous non-lawyer economists, scientific advisors and other consultants. Gordons practice focuses on mergers and acquisitions, special committee representation, private and underwritten securities offerings and general corporate representation of clients in a variety of industries. Sara is a member of Hong Kong Securities Institute. He has been rated by his peers as being "preeminent" in his fields of law. Full details on the cookies we use are set out in our Cookies policy. Financial Services Regulation Salary The national average salary for a Finance Lawyer is $112,444 per year in the United States. Advising a major Japan-based carrier on day-to-day U.S. regulatory requirements, bilateral negotiations and alliance matters. Cleary 01.19.23, Alert With longstanding, effective working relationships with local government officials and community/civic groups, we are particularly effective in streamlining the approvals process. With offices in more than 50 cities worldwide, we are truly global. WebDavis Polk & Wardwell LLP fields a strong financial services team with expertise in acting for major banks, broker-dealers and fintech companies in complex regulatory matters. In the face of a volatile financial market, Michael McGrath, an asset management and investment funds attorney, is joining Dechert from K&L Gates in Boston as a partner. Kate represents banks, finance companies, private equity and investment bank investors, merchant cash advance companies, and small business lenders establishing new programs and products, and conducts due diligence and compliance reviews of consumer lending and business financing portfolios. Our data analytics experts specialise in the financial services sector, supporting clients on some of their most critical regulatory and legal challenges, including remediation, financial crime, and data management. for leading global financial institutions. She assists national and state banks, investment banks, consumer and commercial finance companies, mortgage bankers, installment lenders and other licensed lenders in the development and maintenance of nationwide consumer and commercial lending programs. Please refresh the page and try again later. Carrington, Coleman, Sloman & Blumenthal, L.L.P. For over forty years, "Steve" Richmond has been a business lawyer who has developed a reputation for placing the emphasis on resolving the financial and legal difficulties of troubled businesses and the accompanying problems posed to their owners and managers. 100 merger and branch acquisition or sale transactions, as well as representing Advised a statewide veterans organization in aiding formerly homeless veterans who qualified for subsidized housing by providing free furniture and housewares, benefitting thousands of recipients. securities laws, as well as in mergers and acquisitions, venture capital He provides third-party compliance opinions and day Dan Hugunine is a shareholder in Dentons Sirotes Birmingham, Alabama office, where he is a member of the Corporate practice group. For over forty years, "Steve" Richmond He focuses his practice in the areas of banking and commercial litigation. Barack Ferrazzano Kirschbaum & Nagelberg LLP. These institutions include banks, broker Roy E. Blossman Roy E. Blossman is a founding partner of the firm. acquisitions and dispositions, venture capital inves Paul Compton has broad experience in innovative commercial financing transactions, particularly those involving tax credits (federal and state LIHTC, historic, state industrial incentive, new markets, work opportunity and CAPCO) and structured finance, and in the formation and sale of regulated financial institutions (banks, insurance companies and agencies, consumer finance companies, broker/dealers and community development entities). She is a member of the American Bar Association and the North Carolina Bar Association, and is also a member of the New York Bar Justin is a partner and chair of the firm's Small Dollar and Alternative Financial Services Practice Group. Actions by Congress and the Biden Administration indicate that regulation of plastic pollution and related activities will accelerate over the coming year. Pillsburys lawyer-lobbyists focus on finding high-value silver bullet solutions for our clients that reduce legal and regulatory risk exposure and achieve their most important business objectives. Prior to joining the Firm, Bill served as vice president and general counsel/corporate secretary for one of North Carolina's multi-bank holding companies. We have encountered an error and are unable to send your message at this time. These institutions include banks, broker-dealers, insurance companies, investment vehicles, trading platforms, payment systems, and securities settlement systems. Serving as Washington, DC, counsel to the Ministry of Financial Services, Commerce and Environment for a major international financial center. Working collaboratively with lawyers in our Washington, DC-area offices, we create efficiencies and facilitate access to federal regulatory agencies and Capitol Hill. He counsels national, regional, and community banks with respect to deposit operations, payment systems, treasury management products, consumer regulatory regimes, and new services offerings, including electronic and mobile banking. ", "He has a good reputation and is a prominent lawyer in the regulatory investigation sphere. WebA financial services lawyer from KDV will represent firms and individual professionals in responding to government subpoenas and Rule 8210 requests as well as On the Record Kevin Allen is recognised as a noteworthy practitioner in the field. He also advises clients on Pierce Atwood senior counsel Scott Cammarn has 34 years of banking law experience, focusing his practice on regulatory matters, mergers and acquisitions, legislation, and transactions. Bill speaks to industry and bar groups on Texas financing law. experience representing banks in a broad range of issues, including more than In addition t Brian Richard Lenker represents lending institutions and businesses across a broad range of corporate and commercial finance transactions. The Department of Defense (DoD) recently issued a new Small Business Strategy to reverse the significant decline in the number of small businesses participating in government contracts by launching new initiatives that will make it easier for small businesses to work with the DoD. The laws and regulations include federal banking, securities and commodities laws, as well as analogous state laws. John spends considerable time counseling institutions and their boards with respect to mergers and acquisitions, bank regulatory issues, corporate governance and securities l Joseph Gabai's practice focuses on the representation of banks, savings associations, mortgage banking companies, finance companies, and their holding companies and affiliates. Representing Chinese-foreign joint venture carriers before the U.S. Department of Transportation, FAA, CBP and TSA in obtaining all approvals to operate to the United States. Our team is at the forefront of global regulatory reform, with extensive experience working with the worlds leading financial regulators and enforcement agencies, and many members of our team have also held senior positions within these organizations. He has more than 20 years of experience in representing banks and bank holding companies, thrifts and thrift holding companies, investment banks and institutional lenders in connection with regulatory issues relating to capital formation transactions, mergers and acquisitions and complex financings. WebEnhancing Consumer Safety Through Winning Jury Trials and Substantial Settlements by Justin Smulison Firm founder and lead trial lawyer James P. Frantz discusses how landmark victories in litigation and trial protect consumers. Advised one of the world's leading industrial mineral producers on creating a strategic plan to address potential GHG emission regulations and identifying business opportunities that have arisen from such regulations. Chris also represents financial institutions, finance co Bill Daniel represents major financial services companies in commercial and consumer finance matters, and chairs the firms Financial Services Practice Group. Financial services regulation lawyers provide advice and counsel for financial institutions. They also provide the government oversight to ensure that financial institutions comply with laws. A financial institution needs to know what regulations apply to them. He assists national and state banks, savings associations, credit unions, mortgage bankers, other licensed lenders, motor vehicles dealers and automotive finance companies in the development and maintenance of nationwide consumer mortgage and automobile finance programs; online motor vehicle sales programs; litigation funding programs; and electronic payment programs. banking and other financial institutions and their trade associations, and Credit Union Law Service , c Bill's practice experience encompasses the formation, regulation, and operation of banks and bank holding companies; securities offerings and reporting; mergers and acquisitions; and corporate governance matters pertaining to publicly-held companies. Howard also has served as counsel to the Community Bankers of Iowa for more than 20 years. Representing O3b Limited, an innovative provider of very high speed, low-latency satellite links, in complex spectrum proceedings in the United States. WebFinancial services regulation law encompasses all of the laws and regulations that financial institutions must follow as they lend, manage and exchange money and monteary The ability to Dispute Resolution: litigation. National Tier 1 in Financial Services Regulation Law. Advice regarding statutes and policies restricting foreign investment in U.S. carriers, the sale of route authority and the legality of third parties obtaining security interests in international route certificates and airport slots held by other carriers. The financial services industry is one of the most sophisticated, globally integrated, and highly regulated industries. WebWe take a multi-disciplinary approach to responding to your financial regulation advisory, transactional, litigation and enforcement needs across many jurisdictions. WebOur global financial services regulatory practice helps clients navigate the evolving and increasingly complex global regulatory environment. Ms. Jones earned her law degree from the University of Maine School of Law and her undergraduate degree in Mathematics from Bowdoin College. Legal 500 Asia Pacific. Sharon has been appointed by three Governors to serve on the Council of Advisors on Consumer Credit, a counci Roland E. Brandel is a Senior Counsel in the San Francisco office of the international law firm of Morrison & Foerster. Mr. Gabai regularly represents clients facing issues with the Truth In Lending Act, Real Estate Settlement Procedures Act, Home Mortgage Disclosure Act, Community Reinvestment Act, Electronic Fund Transfer Act, Fair Credit Reporting Act, Fair Debt Collection Practices Ac Neil Grayson, a partner with Nelson Mullins Riley & Scarborough LLP and the head of the Firm's Financial Institutions Practice Group, has a corporate practice focused primarily on the financial institutions and mobile payments industries. 01.06.23. We provide guidance on governance and complex transactional matters, handle investigations and litigation, and lead game-changing legislative campaigns. Craig has extensive Gretchen L. Jones is a shareholder and Business Practice Group Leader at the law firm of Eaton Peabody, resident in the Brunswick, Maine office. Up to 260000 per annum. The firm has advised on all manner of energy-related regulatory issues in 75+ countries worldwide, providing regular counsel on both U.S. regulatory requirements and those governing other jurisdictions. Our client, a prestigious NY heavyweight is actively seeking a Senior associate to join their FS Regulatory team - Full Cravath salary . Our Political Law team possesses deep knowledge and exceptional experience in laws regulating campaign finance, lobbying, gifts and ethical issues and in crafting political law compliance programs for large organizations. The department advises on compliance and licensing matters, AML issues and establishing MTFs. Our belief has always been that the quality of a peer review survey is directly related to the quality of the voters. The annual U.S. News - Best Lawyers "Best Law Firms" publication is the definitive rankings guide to 15,000 firms in 127 practice areas in 188 metropolitan regions and 8 states. WebFinancial Services Regulation and Consumer Finance. Our lawyers also have experience as in-house general counsel and as former government procurement lawyers, affording them a unique understand of our clients perspectives and goals. New. Our lawyerswhich include a number of former Federal Communications Commission staffersoffer unique insights and access to meet clients needs. WebUSA USA - Nationwide. Known as one of the most innovative and comprehensive law firms in this space, we deliver 50-state advice and solutions to clients in these key areas: Ancillary products Advising a leading global technology and cybersecurity company on international data transfers issues and their Binding Corporate Rules application. In addition to litigation, his practice includes performing internal risk assessments and regulator Gordon Bava is a senior partner of the firm after serving for a decade as its Chief Executive and Managing Partner. Patrick regularly counsels clients on compliance with complex banking laws and regulations before entering into transactions or business activities, and he also has extensive experience in representi Bill Heller founded and chairs Akermans Consumer Financial Services Practice Group, among the largest national legal teams supporting consumer financial service providers. The mandate gives data subjects greater rights and control over their personal information and requires that businesses meet stringent data privacy protection measures. Webwe take a multi-disciplinary approach to responding to your financial regulation advisory,,! Program development and implementation, regulatory hearings, government contract and spending initiatives and public policy advocacy can new! Advisory, transactional, litigation and trial protect consumers some of his memorable. 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